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2018 Mid-Term Licensed Financial Advisers Regulatory Update

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Location

Clifford Centre

24 Raffles Place, #07-03

Singapore, Singapore 048621

Singapore

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Event description

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Capital Governance warmly invites you to the upcoming 2018 Mid-Term Licensed Financial Advisers Regulatory Update, where important revisions to regulatory concerns will be highlighted and guests will have the chance to learn about new developmental trends in the compliance landscape.


In the last 3 years, over 100 different new regulations and updates have been issued to financial institutions.

​“Are we still in the Business of Financial Advisory, or are we now in the Business of Compliance?”

MAS has recently set up dedicated departments which will work jointly with Commercial Affairs Department to combat money laundering AND strengthen Enforcement respectively.

"What are our Potential Liabilities/Sanctions?"


For more details, please refer to the brochure attached here.


Seminar Benefits: ​

  • UPDATE – Key Regulatory Updates (MAS views, consultations, etc)

  • ALERT – Potential Liabilities, Sanctions, Enforcement Actions

  • PREPARE – Challenges Ahead (AI regime, KYC, etc)

  • ATTENDANCE CERTIFICATION – Upon Completion


Who should attend?

  • LFA Management

  • Financial Advisors

  • FA Compliance Officers


Price

Clients : Complimentary

Standard: SGD 50

(Refreshments will be provided)


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Date and Time

Location

Clifford Centre

24 Raffles Place, #07-03

Singapore, Singapore 048621

Singapore

View Map

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