$788

Multiple Dates

Ethics, Rules and Regulations Masterclass

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PLQ2, Paya Lebar Quarter

1 Paya Lebar Link

#06-08 PLQ2, Paya Lebar Quarter

Singapore, Singapore 408533

Singapore

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This programme is for appointed CMS Licence Holders, exempt FIs & FAs, seeking to complete their annual core CPD training.

About this Event

This programme is designed for appointed representatives of CMS Licence Holders, exempt FIs and Financial Advisers, seeking to complete their annual core Continuing Professional Development (CPD) training. With experienced trainers in the areas of Ethics, Compliance, and AML/CFT, this course will use lecture materials along with case studies to provide continuing education for appointed representatives to keep abreast of developments in the industry and update their skills and knowledge relevant to the activities they conduct. Candidates who successfully complete this 1-Day training programme will be deemed to have completed the mandatory structured CPD training and be accorded with 6 CPD hours as stipulated under the Financial Adviser Act (FAA-N13) and the Securities & Futures Act (SFA 04-N09).

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Location

PLQ2, Paya Lebar Quarter

1 Paya Lebar Link

#06-08 PLQ2, Paya Lebar Quarter

Singapore, Singapore 408533

Singapore

View Map

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