LICENSED FINANCIAL ADVISER - RISK & COMPLIANCE SEMINAR (2021/22)

We are pleased to invite you to our Risk & Compliance Seminar 2021/22 .

WHY ATTEND?

• Know the key risks impacting the industry
• Understand the implications of new and impending regulations
• Augment risk operations for business recovery in 2022

WHO SHOULD ATTEND?

• LFA Management
• LFA Representatives & Supervisors
• LFA Compliance Officers

TOPICS:

• Enforcement Actions
• Personal Data Protection
• Technology Risk Management
• Disciplinary Action
• Business Continuity Management
• Complaints Handling & Resolutions

and more...

We look forward to see you. Save your seats now!

ADMISSION:

Complimentary for clients

Public rate $200* per person

(Promotional rate $50 for the first 50 public guests)

Note: Please register with your full professional details.

We reserve the right to shortlist the registrants and change the terms of this event with due notice.

CONTACT US

For all inquiries, please feel free to reach out via email at client@capital-governance.com or via phone at 6336 3355.